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2 events found.

Regulatory

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  • May 2026

  • Tue 12

    UK Regulatory Financial Investigations – Investigators, are you prepared?

    May 12 @ 12:00 pm - 1:00 pm
    Online

    April 2026 has brought significant changes to how the FCA initiates, conducts, and communicates investigations. Consumer Duty is now an active enforcement trigger. The revised Enforcement Guide has reset expectations around transparency and individual accountability. For investigators, compliance leads, and legal advisers operating in UK financial services, the margin for unpreparedness has narrowed considerably. This […]

  • June 2026

  • Wed 17

    Regulatory Investigations Workshop

    June 17 @ 8:00 am - 5:00 pm
    Credit Agricole CIB Broadwalk House, 5 Appold St, London, United Kingdom

    Master the Complexities of UK Financial Services Regulatory Investigations A Collaboration Between ACi and Leading Industry Experts, Richardson Lissak LLP and FTI Consulting.     Almost a decade after the introduction of the Senior Managers & Certification Regime (SMCR) and Conduct Rules, financial services organisations continue to face significant challenges in implementing and reporting on […]

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