BEGIN:VCALENDAR
VERSION:2.0
PRODID:-//Association of Corporate Investigators - ECPv6.15.17//NONSGML v1.0//EN
CALSCALE:GREGORIAN
METHOD:PUBLISH
X-WR-CALNAME:Association of Corporate Investigators
X-ORIGINAL-URL:https://my-aci.com
X-WR-CALDESC:Events for Association of Corporate Investigators
REFRESH-INTERVAL;VALUE=DURATION:PT1H
X-Robots-Tag:noindex
X-PUBLISHED-TTL:PT1H
BEGIN:VTIMEZONE
TZID:Europe/London
BEGIN:DAYLIGHT
TZOFFSETFROM:+0000
TZOFFSETTO:+0100
TZNAME:BST
DTSTART:20250330T010000
END:DAYLIGHT
BEGIN:STANDARD
TZOFFSETFROM:+0100
TZOFFSETTO:+0000
TZNAME:GMT
DTSTART:20251026T010000
END:STANDARD
BEGIN:DAYLIGHT
TZOFFSETFROM:+0000
TZOFFSETTO:+0100
TZNAME:BST
DTSTART:20260329T010000
END:DAYLIGHT
BEGIN:STANDARD
TZOFFSETFROM:+0100
TZOFFSETTO:+0000
TZNAME:GMT
DTSTART:20261025T010000
END:STANDARD
BEGIN:DAYLIGHT
TZOFFSETFROM:+0000
TZOFFSETTO:+0100
TZNAME:BST
DTSTART:20270328T010000
END:DAYLIGHT
BEGIN:STANDARD
TZOFFSETFROM:+0100
TZOFFSETTO:+0000
TZNAME:GMT
DTSTART:20271031T010000
END:STANDARD
END:VTIMEZONE
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20260617T080000
DTEND;TZID=Europe/London:20260617T170000
DTSTAMP:20260412T231858
CREATED:20251110T100848Z
LAST-MODIFIED:20260410T131947Z
UID:9225-1781683200-1781715600@my-aci.com
SUMMARY:Regulatory Investigations Workshop
DESCRIPTION:Master the Complexities of UK Financial Services Regulatory Investigations \nA Collaboration Between ACi and Leading Industry Experts\, Richardson Lissak LLP and FTI Consulting. \n  \nRegister \n  \n\n\n\n\nAlmost a decade after the introduction of the Senior Managers & Certification Regime (SMCR) and Conduct Rules\, financial services organisations continue to face significant challenges in implementing and reporting on these critical aspects of conduct regulation. The FCA is strengthening and expanding regulations for non-bank firms and its Conduct Rules to explicitly cover serious non-financial misconduct\, including bullying\, harassment\, and sexual violence—as a breach of conduct. \nBut other sectors are also impacted. Regulation underpins and impacts almost all areas of the UK economy. The UK regulatory system has great strengths\, built on a firm foundation of operational independence and stability\, and other countries have drawn lessons from UK approaches. \nIn this special workshop\, led by the ACi\, Richardson Lissak and FTI Consulting\, we will explore all the issues and challenges around regulatory investigations\, and give delegates practical tips and insightful tools to take away. \n\nFull agenda here. \n\n\nThe Highest Standard in Corporate Investigations Training \n\n\n\n🎯 Practical\, Not Theoretical\nMove beyond theory with hands-on case studies based on real-world scenarios. Learn through immersive\, bespoke case studies that mirror actual regulatory investigations. \n\n\n📊 Comprehensive Coverage\nFrom regulatory fundamentals to advanced investigation management\, this intensive one-day workshop covers everything you need to confidently tackle investigations of regulatory significance. \n\n\n🤝 Cross-Functional Insights\nUnderstand how to collaborate effectively with legal counsel\, HR\, Employee Relations\, and Regulatory Relations throughout complex investigations. \n\n\n⚡ Cutting-Edge Topics\nStay ahead of 2026 regulatory priorities including Crypto\, AI\, APP fraud\, voluntary outcomes\, and the evolving landscape of financial crime enforcement. \n\n\n\n\nWho Should Attend \nThis workshop is designed for professionals who need to navigate the complexities of regulatory investigations in UK financial services: \n\n\nIn-House Investigators\nPrimary target audience – gain the skills and knowledge to confidently manage regulatory investigations \n\n\nExternal Investigators\nConsultants and advisors supporting financial services firms with regulatory matters \nHR & Employee Relations\nProfessionals managing conduct issues with regulatory implications \n\n\nRegulatory Relations\nTeams responsible for liaising with FCA\, PRA\, and other regulators \n\n\nCompliance Officers\nProfessionals ensuring adherence to SMCR and Conduct Rules \n\n\nLegal Counsel\nIn-house and external lawyers advising on regulatory investigations \n\n\n\n\nWhat Makes This Workshop Unmissable \n1. “No Person Left Behind” Approach\nStarting with regulatory fundamentals before diving into complex topics ensures all participants gain comprehensive understanding\, regardless of their current knowledge level. \n2. Real-World Case Study Methodology\nThe afternoon session uses a single\, evolving case study that brings theory to life. Facts are adjusted from topic to topic\, demonstrating how minor changes can create vastly different regulatory implications and investigation strategies. \n3. First-Hand Expert Perspectives\nLearn from practitioners with proven track records managing complex regulatory investigations across multiple jurisdictions and regulators. \n4. Timely and Forward-Looking Content\nWith the 2026 extension of Conduct Rules to non-bank firms approaching\, this training provides critical preparation for upcoming regulatory changes that will affect thousands of additional firms and individuals. \n5. Practical Investigation Management Skills\nBeyond regulatory knowledge\, gain actionable skills in resourcing\, planning\, tracking\, stakeholder management\, and effective communication with regulators. \n6. Understanding Multiple Regulatory Perspectives\nNavigate the different approaches of FCA\, PRA\, SFO\, HMRC\, CMA\, and OFSI – understanding how cooperation and leniency frameworks vary across regulators. \n7. Data and Technology Focus\nLearn how regulators increasingly rely on data-led investigations and technology-driven surveillance\, and how to meet their expectations for data integrity and presentation. \n8. Networking Opportunities\nConnect with peers facing similar challenges\, share insights\, and build relationships within the ACi’s global investigative community. \n\n\nJoin leading investigators\, compliance professionals\, and legal experts for this intensive\, practical workshop. \n  \n\nRegister \n\n 
URL:https://my-aci.com/event/regulatory-investigations/
LOCATION:Credit Agricole CIB\, Broadwalk House\, 5 Appold St\, London\, EC2A 2DA\, United Kingdom
CATEGORIES:Live Event
ATTACH;FMTTYPE=image/jpeg:https://my-aci.com/wp-content/uploads/2025/11/Regulatory-Investigations-3.jpg
END:VEVENT
END:VCALENDAR